Nitrogen Compliance Kit
This is your one-stop-shop for compliance resources needed to document your technology review and approval. Join the more than 154 broker dealers and even more RIAs who have already approved Nitrogen!
FINRA Letters & Sample Output
Proposal Generation & Investment
Roadmap Reports
IPS/INVESTMENT REPORT ROADMAP
FINRA Reference Number: FX2018-0618-0210/E
Link Reference: FR2018-0427-0206
PROPOSED PORTFOLIO REPORT
FINRA Reference Number: FX2018-0618-0208/E
Link Reference: FR2018-0427-0217
CURRENT PORTFOLIO REPORT
FINRA Reference Number: FX2018-0618-0212/E
Link Reference: FR2018-0427-0191
Advisor Marketing Kit
TEMPLATE PRESS RELEASE
FINRA Reference Number: FR2020-1005-0004/E
CLIENT FACING VIDEO
FINRA Reference Number: FR2020-1023-0481/E
SOCIAL MEDIA GRAPHICS
FINRA Reference Number: FR2020-1005-0002/E
Portfolio Stats & Individual Security Analysis
SIDE-BY-SIDE COMPARISON
FINRA Reference Number: FR2021-0111-0003/E
SECURITY OVERVIEW REPORT
FINRA Reference Number: FR2021-0112-0194/E
Enterprise Firm Disclaimers:
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Frequently Asked Questions
Can you pre-populate our firm’s disclosures for the advisors affiliated?
Yes! We have the ability to set disclosures at the firm level and can also customize at the advisor level for any advisor-specific disclosures.
What is the difference between the Investment Policy Statement and the Investment Report Roadmap?
All metrics, visuals, and disclosures are identical across both reports except for one minor change — the Investment Policy Statement has a signature page while the Investment Report Roadmap does not.
Can I get a copy of your SOC 2 report for my compliance team?
Yes, we can provide that to your team for review. We don’t post it on our public site, but you can request it by emailing [email protected].