Compliance empowers supervisors to review portfolios and alert advisors of issues. When those advisors take immediate action on the accounts that need it most, you retain the revenue that is most at risk.
Gone are the days of manual account spot-checking. Compliance empowers your team with the tools to fly through thousands of accounts at a glance and take action on accounts that need attention.
Keep the regulators away. Now your team can spend less time finding problems and more time solving them.
Benefits of a
Analyze every holding in your entire book of business at the account or household level.
See which accounts have inappropriate investments, concentrated positions, or are out of alignment with their target.
Search and filter to find accounts that need attention.
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See for yourself how the Nitrogen Growth Platform can help your firm win prospects faster, drive a personalized client experience at scale, and increase firmwide efficiency.
Seamlessly bring in your data…
Sync your firm’s account data, define the objective ranges for your firm, and let us bring that data together.
…and instantly know how much of your book is aligned (or misaligned).
All of a sudden, you have a dynamic view into your entire book of business, and we can help you fly through thousands of accounts to find just the ones you need to focus on.
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