On-Demand
Navigating the New DOL Retirement Security Rule
Watch this informative on-demand webinar in collaboration with InvestorCOM where we delve into fostering compliant growth amidst the new DOL Retirement Rule, the amendment to PTE 2020-02 and PTE 84-24.
In this session, hear from Fintech Innovator, Chris DiTata, EVP of Compliance at COMPLY, Parham Nasseri, President, InvestorCOM, and Will Becker, Financial Advisor & Portfolio Manager, DeDora Capital, as they discuss:
- What the new DOL Retirement Rules require and a detailed examination of PTE 2020-02 changes
- How to effectively utilize technology within the framework of the new regulations
- Strategies for firms to scalably and efficiently comply with the new requirement