On-Demand

Navigating the New DOL Retirement Security Rule

On-Demand

Navigating the New DOL Retirement Security Rule

Watch this informative on-demand webinar in collaboration with InvestorCOM where we delve into fostering compliant growth amidst the new DOL Retirement Rule, the amendment to PTE 2020-02 and PTE 84-24.

In this session, hear from Fintech Innovator, Chris DiTata, EVP of Compliance at COMPLY, Parham Nasseri, President, InvestorCOM, and Will Becker, Financial Advisor & Portfolio Manager, DeDora Capital, as they discuss:

  • What the new DOL Retirement Rules require and a detailed examination of PTE 2020-02 changes
  • How to effectively utilize technology within the framework of the new regulations
  • Strategies for firms to scalably and efficiently comply with the new requirement