SIMPLIFY YOUR COMPLIANCE WORKFLOW

Nitrogen + RIA in a Box

Nitrogen’s integration with RIA in a Box establishes a simple supervisory workflow in which the Chief Compliance Officer of an RIA firm can seamlessly track, manage, and document the client suitability and portfolio review process enabled by the two platforms

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Integration Overview

Nitrogen’s integration with MyRIACompliance® establishes a simple supervisory workflow in which the Chief Compliance Officer (“CCO”) of an RIA firm is able to seamlessly track, manage, and document the client suitability and portfolio review process enabled by the two platforms.

Integration includes:

  • The ability to simplify the client suitability review process
  • Clearly log and document the client suitability review
  • Streamline the supervisory process related to client suitability.

 

Learn More

To learn more about the Nitrogen and RIA in a Box integration, visit our knowledge base article.

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